Regional (UK/Canada/EU) · PDF template

Free Chain of Responsibility Checklist

An NHVR Chain of Responsibility self-assessment — the ten CoR parties, the primary duty under HVNL s. 26C, and executive due diligence in s. 26D.

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What you get

  • The ten CoR parties NHVR names, each with the activity that makes you one — so you can tick the ones your business actually performs
  • The primary duty in HVNL section 26C broken into the things it requires, including the prohibition on encouraging a breach
  • A separate executive section for the section 26D due diligence duty, which is the executive's own obligation and not the company's
  • The shared-responsibility principles in sections 26A and 26B, including that the duty cannot be transferred or delegated
  • A reasonably-practicable prompt per risk, framed as the proportionality test NHVR describes
  • A note on where the HVNL does not apply, so you do not assume national coverage

How to use it

  1. 1

    Start by identifying yourself. Work through the ten parties and tick every function your business performs — NHVR is explicit that a business is a CoR party because of a function it performs, not because of a title, job description or the words of a contract.

  2. 2

    Expect to be more than one. NHVR's own worked example has a shipping business acting as consignor, scheduler, packer, loader and loading manager at once, and the receiving business as consignee, unloader and loading manager.

  3. 3

    Check the loading-manager test by number: the party is the one managing premises where five or more heavy vehicles are loaded or unloaded each day.

  4. 4

    Do not exclude drivers by reflex. Driving is not a CoR function, so an employed driver is not a party merely for driving — but a driver who loads the vehicle becomes a loader, and so does their employer.

  5. 5

    Work the primary duty risk by risk. Eliminate the public risk where you can; where elimination is not reasonably practicable, minimise it, and record the proportionality reasoning rather than the conclusion alone.

  6. 6

    Hand the executive section to the executives. Section 26D places the due diligence duty on them personally, and contracting a transport activity out does not move the primary duty off the business.

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Chain of Responsibility Checklist

Which CoR party are you? (tick every function you perform)

  • Employer — you employ a heavy vehicle driver
  • Prime contractor — you engage a self-employed heavy vehicle driver under a contract for services
  • Operator — you direct how a heavy vehicle is controlled and used (an owner-driver is an operator)
  • Scheduler — you arrange the transport of goods or passengers, or schedule a driver's work and rest hours
  • Consignor — you consign goods for transport by heavy vehicle

+5 more items in this section

Primary duty — HVNL s. 26C

    +7 more items in this section

    Shared responsibility — ss. 26A and 26B

      +5 more items in this section

      Executive due diligence — HVNL s. 26D

        +6 more items in this section

        Reasonably practicable — the proportionality record

          +5 more items in this section

          Scope and limits — check before you assume national coverage

            +4 more items in this section

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            Frequently asked questions

            Quick answers to the questions buyers usually ask once the category, software, or rollout details start getting more specific.

            A

            NHVR names ten parties: employer, prime contractor, operator, scheduler, consignor, consignee, packer, loading manager, loader and unloader. Each is defined by an activity rather than a title — NHVR says a business is a CoR party because of a function it performs, not because of a job description or the words of a contract. One business commonly performs several functions at once.

            A

            Not for driving. NHVR states that driving is not a CoR function, so an employed driver is not a party merely because they drive. But if a driver performs another CoR function — loading the vehicle is NHVR's own example — then the driver and their employer become parties as loaders. Drivers do carry other duties under the HVNL.

            A

            NHVR describes the primary duty under HVNL section 26C as the duty to ensure the safety of transport activities, so far as is reasonably practicable. Parties must eliminate public risks or, where elimination is not reasonably practicable, minimise them. The duty also bars directly or indirectly encouraging a driver or another party to speed or to breach the HVNL.

            A

            Section 26D places a duty on an executive of a CoR business to exercise due diligence to ensure the business complies with its primary duty. NHVR notes this is the executive's own obligation, distinct from the business's duty — so an executive can be exposed even where the company has also been charged.

            A

            No. NHVR states that under section 26B the primary duty cannot be transferred or delegated, and that it does not shrink when several parties share it. Section 26A describes safety as the shared responsibility of each party in the chain. NHVR also says contracting out a transport activity does not remove a party's primary duty, and that shared responsibility is not equal responsibility — a party's share follows what it does and its capacity to influence or control the activity.

            A

            NHVR's primary-duty guidance describes a Category 1 offence as the most serious, and publishes maximum penalties it states are accurate as of 1 July 2025 and adjusted each July for CPI: more than $424,794 or 5 years' imprisonment or both for an individual, and more than $4,113,837 for a corporation. Because those figures are CPI-adjusted every July, treat them as a floor rather than the current number and check NHVR for the latest adjustment — we did not find a published post-July-2026 figure on 8 October 2026.

            A

            No. The Heavy Vehicle National Law is not applied in Western Australia or the Northern Territory, which run their own heavy vehicle regimes. If your activity touches either, the CoR duties in this checklist are not the law that governs it there, and you need the state or territory requirement instead.

            Sources

            Every figure, section number and deadline on this page was read at a primary source on the date shown. Regulations are amended — check the source before you rely on it.

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